Search for: "Executive Protection One Security Service, LLC"
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17 Jun 2016, 4:43 pm
The Securities and Exchange Commission today approved Investors’ Exchange LLC’s (IEX) application to register as a national securities exchange. [read post]
7 Jul 2023, 1:24 pm
The White Law Group reviews the regulatory history of Wells Fargo Clearing Services, LLC. [read post]
7 Feb 2024, 7:57 am
These are security weaknesses that no one, including the system's owners, knows about until we discover them. [read post]
25 Mar 2011, 9:30 am
However, in a recent federal lawsuit, four officers who were employed by a private, so-called, paramilitary force that provided security services at the atomic research laboratory at Los Alamos were ruled to be executive employees and thus were exempt from overtime. [read post]
3 Aug 2023, 11:22 am
FSC Securities Corp., (CRD#: 7461/SEC#: 801-42017,8-21770 ) headquartered in Atlanta, GA, is a full-service broker-dealer and registered investment advisor. [read post]
31 Jan 2019, 8:04 am
However, this does not mean that investors should blindly trust their brokers and advisors to execute sound options strategies on their behalf. [read post]
25 Feb 2016, 7:52 am
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
14 Apr 2023, 11:27 am
National Securities Attorneys – the White Law Group The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm d [read post]
30 Mar 2020, 11:38 am
”)Although Enigma Software Group USA, LLC v. [read post]
5 Mar 2012, 11:16 am
The case was investigated by agents with the Internal Revenue Service-Criminal Investigation, the Federal Bureau of Investigation, and the Department of Labor-Employee Benefits Security Administration. [read post]
24 May 2023, 5:16 pm
Like many service providers to medical practices, health plans or other HIPAA covered entities, MedEvolve was subject to HIPAA’s Privacy, Security, Breach Notification and business associate agreement requirements due to its access, possession, use, protection, and disclosure of PHI in the course of servicing its covered entity customers. [read post]
16 Mar 2016, 8:57 am
Before filing your lawsuit, be sure to consult with a qui tam attorney familiar with the intricacies of the False Claims Act and government fraud cases, as these attorneys are best equipped to protect your rights and help you secure your share of any potential monetary reward. [read post]
25 Jun 2018, 2:23 pm
We conclude that inter partes review is one of those conditions.From the dissenting opinion (J. [read post]
17 May 2016, 8:52 am
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
23 Sep 2021, 8:41 am
Moreover, those acting as brokers, custodians, exchanges, and providing other products or services related to those securities are not registering with the Commission and are not complying with basic investor and consumer protections provided by the federal securities regulations.USD Coin and Tether. [read post]
2 Sep 2021, 12:18 pm
An often cited case for this analysis is Choice Escrow and Land Title, LLC v. [read post]
3 Feb 2015, 5:17 pm
News release: “Attorney General Eric Holder announced today that the Department of Justice and 19 states and the District of Columbia have entered into a $1.375 billion settlement agreement with the rating agency Standard & Poor’s Financial Services LLC, along with its parent corporation McGraw Hill Financial Inc., to resolve allegations that S&P had engaged in a scheme to defraud investors in structured financial products known as Residential Mortgage-Backed… [read post]
3 Jun 2016, 7:32 am
Fraud charges against three brokerage subsidiaries and two former employees of global trading services provider ConvergEx Group LLC and the former CEOs of two of the brokerage subsidiaries – ConvergEx Global Markets and G-Trade Services LLC, in a scheme causing many institutional clients to pay substantially higher amounts than disclosed for the execution of trading orders. [read post]
24 Feb 2022, 6:39 am
The Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission, the Federal Reserve, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency will also consider market protection measures. [read post]
30 Oct 2013, 8:00 am
Background Jackie Hosang Lawson, the named plaintiff, worked as a Senior Director of Finance for Fidelity Brokerage Services, LLC, an entity related to mutual fund giant Fidelity. [read post]
